Shareholders, DOJ Clear the Way for Schwab/TD Ameritrade Merger
TD and Schwab shareholders voted in favor of the merger; Schwab expects the deal to close in the second half of this year, with an integration period of 18 to 36 months.
Read MoreNews
-
-
DOJ Ends Antitrust Investigation Into Schwab/TD Ameritrade Merger
Schwab expects the deal to close in the second half of this year, and if it goes through, the firms will be integrated over 18 to 36 months.
Read More -
‘Bored’ Millennial Day Traders Boost Airline ETF’s Assets 2,930%
The US Global Jets exchange-traded fund, ticker JETS, held just $33 million in early March when the coronavirus pandemic grounded global air travel. Its assets now top $1 billion.
Read More -
BlackRock Files to License Active Non-Transparent ETF Structure
BlackRock filed to license the structure of Precidian Investments’ ActiveShares product.
Read More -
Fidelity Throws Heft Into Hidden-Asset ETF Arena With New Funds
The Fidelity Blue Chip Growth ETF, Fidelity Blue Chip Value ETF and Fidelity New Millennium ETF will begin trading Thursday.
Read More -
ETFs That Saw the Greatest Inflows in the Past Month
These funds saw the most money flow into them over the past 30 days.
Read More -
McKinsey Report Warns Against Applying 2008 Lessons to Coronavirus Crisis
The pandemic's impact will affect advisors differently than the last major financial crisis, according to McKinsey.
Read More -
Prioritization and Training Key for Reg BI Preparedness
Many Reg BI tools from vendors are coming too late to meet the end-of-month deadline for compliance, according to a SIFMA panel.
Read More -
Raymond James Launches New Pride Network
Raymond James has launched a network of advisors to support the LGBTQ+ community.
Read More -
LPL Seeks Co-Head of New Employee Advisor Channel
The individual will be responsible for relationship building and P&L for LPL’s new W-2 affiliation model, seeded by the acquisition of Allen & Co.
Read More -
Franklin CEO Has ‘Zero Tolerance’ for Racism After Cooper Firing
Jenny Johnson, chief executive officer of Franklin Resources Inc., said the company is reviewing its diversity and inclusion efforts.
Read More -
Goldman Sachs Names Ross N.Y. Region Head of Wealth Management
Nicole Pullen Ross succeeds Gary Giglio, who’s stepping down July 1 to focus on charitable causes, including LGBTQ and veterans’ issues.
Read More -
Michael Kitces' #FASuccess Podcast: Talking Career Changing with Sara Stanich
Cultivating Wealth founder Sara Stanich talks in-depth about her journey through the advisory industry.
Read More -
Timing is Everything When It Comes to Self-Dealing Rules
Private letter ruling should provide comfort to fiduciaries interacting with private foundations.
Read More
Have any Questions?
We're here to help. Send us an email or call us at +1 (585) 329-9661. Please feel free to contact our experts.
A donation will be made by Adviser First Partners to a Veterans organization on behalf of all financial professionals and firms that register each month
Contact UsSubscribe to our mailing list.
© 2025 Adviser First Partners. All Rights Reserved.
Web Design by eLink Design, Inc., a Kentucky Web Design company