LPL Has 'No Plans' to Change Cash Sweep Pricing
CEO Dan Arnold said the firm “can only speculate” on why other industry peers announced changes to their sweep pricing during its Q2 earnings call this week.
Read MoreCEO Dan Arnold said the firm “can only speculate” on why other industry peers announced changes to their sweep pricing during its Q2 earnings call this week.
Read MoreThe court agreed that the Biden-era version of the fiduciary was structurally similar to the Obama-era rule. However, consumer advocates argue that plaintiffs are “forum-shopping” for sympathetic courts.
Read MoreFirms that have developed a structure to spur organic growth, not just through acquisitions, are the most likely to retain or boost their value.
Read MoreSalesforce's Michelle Feinstein discusses the findings from the 2024 CTO Think Tank hosted at Wealth Management EDGE.
Read MoreFinancial advisors are still bullish on the prospects for the U.S. stock market, according to WealthManagement.com's Advisor Sentiment Index
Read MoreMerrill will move some of its 641 sports and entertainment wealth advisers to IMG Academy’s campus to host parent and student teach-ins and simulations that show students what it is like to invest in a real financial market.
Read MoreThe research survey also found that this audience said it was more likely to follow advice from a human than computer-generated recommendations.
Read MoreDo not allow partisanship to impact investment decisions.
Read MoreU.S. ETFs are on pace for more than $700 billion in net flows in 2024, and net assets stand at more than $9 trillion.
Read MoreThe acquisition of the three East Coast-based firms will push F.L.Putnam’s assets under advisement above $10 billion, and its AUM will reach about $7.9 billion.
Read MoreYour ability to communicate your mission, vision and values builds credibility, trust, and, most importantly, an identity in the increasingly crowded RIA space.
Read MoreGrowing numbers of advisors are moving their newsletters to Substack.
Read MoreThe landscape remains fundamentally healthy, with dealmaking still happening at a healthy clip, both in terms of size and volume.
Read MoreThe first breakaway team to join Beacon Pointe Advisors offers a perspective on change at the wirehouses, the value of being a true fiduciary and more.
Read MoreThe TAMP previously raised funding from Kayne Anderson Growth Capital and J.P. Morgan Asset Management, who also participated in the latest round.
Read MoreBrad Morgan joins from Mariner Wealth Advisors, which is suing him and the tech-focused RIA for poaching books of business.
Read MoreBradford Smithy and Robert Tamarkin are joining the venture launched by former Sanctuary Wealth CEO Jim Dickson, which aims to help smaller RIAs grow.
Read MoreRobert A. Stanger & Co. raised its forecast for the year after strong inflows during the first half of 2024.
Read MoreHow this decision affects insurance product suitability.
Read MoreCertain 10-year designated and successor beneficiaries get no extension.
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