The client choice approach reflected in Reg BI is in fact the best approach for individual investors because every individual and family is unique when it comes to their wealth management needs and goals.
The post Fiduciary redux: Don’t tinker with Reg BI appeared first on InvestmentNews.
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For independent advisory firms and advisers, the Biden administration’s approach to regulation will be among the most consequential outcomes of the November elections.
The post FSI advocacy priorities for 2021 appeared first on InvestmentNews.
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The pandemic and wave of innovation have increased opportunities for investors to identify potential winners and losers of change.
The post Have You Found Investment Opportunities in the Pandemic? appeared first on InvestmentNews.
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The application for benefits was submitted more than seven weeks earlier; persistence pays off in tracking down why the response took so long.
The post Stalking a Social Security application decision appeared first on InvestmentNews.
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Technology is often one of the most noticeable areas in need of support — especially when compared to other retail or consumer channels, and specifically in terms of mobile apps.
The post Let’s innovate by reaching clients via mobile apps appeared first on InvestmentNews.
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In the past, advisers viewed social media as a marketing tool that targeted only millennial and Gen Z clients. That narrative has changed.
The post Viral or vicious? Financial advice blows up on TikTok appeared first on InvestmentNews.
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While Instagram represents a smaller scale for personal finance advice content compared with TikTok, financial advisers are still capturing clients through the platform.
The post Instagram reigns — for now appeared first on InvestmentNews.
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It’s widely accepted, because it’s true, that retirement planning lags significantly for most American workers. Musk and Tesla chose the wrong history to buck.
The post Tesla’s Musk gets it wrong appeared first on InvestmentNews.
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Some people could benefit from filing quickly this tax season, as Congress works on another round of stimulus checks, while others may benefit from holding off.
The post Surprise tax bills, credits await as IRS filing season begins appeared first on InvestmentNews.
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More than 1,300 comments from Redditors flooded the discussion, yet trading education was largely outshined by comments comparing Fidelity’s mobile app interface to Robinhood's.
The post Fidelity hosts a Reddit AMA — but Robinhood steals the show appeared first on InvestmentNews.
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MoneyLion manages about $20.65 million in assets and offers mobile banking, automated investing and personal financial management tools
The post MoneyLion to go public via blank-check merger in $2.9 billion deal appeared first on InvestmentNews.
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Being behind Canada on Bitcoin funds could put U.S. ETF providers at a disadvantage when it comes to gaining market share.
The post Canadian Bitcoin ETF turns up heat on U.S. fund managers, regulators appeared first on InvestmentNews.
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The RISE accounts Edelman is proposing would be funded initially by $5,884, and people would be able to begin receiving retirement income checks starting at age 70.
The post Bond-based public program would save retirement, Ric Edelman says appeared first on InvestmentNews.
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The banking giant, which was convicted of wire fraud in connection with a Libor-rigging scheme, currently enjoys key rule exemption.
The post DOL may extend exemption allowing Deutsche to manage retirement funds appeared first on InvestmentNews.
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The rule, which was proposed last year and goes into effect next Tuesday, essentially replaces the defunct Obama-era version that regulated investment advice for 401(k)s and rollover IRAs. It provides an exemption for investment advice fiduciaries under the Employee Retirement Income Security Act.
The post DOL will let Trump-era fiduciary rule stand appeared first on InvestmentNews.
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Why a 64-year-old RIA doesn't worry about building scale and has no plans to retire, even though he could fetch about $5 million for his firm in today’s white-hot market.
The post Living the ‘lifestyle practice’ dream appeared first on InvestmentNews.
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Firm founder Tony Arnerich is stepping down as co-CEO; Bryan Shipley becomes sole CIO in addition to co-CEO.
The post Reegan Rae named co-CEO at Arnerich Massena appeared first on InvestmentNews.
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Agency says it will make it harder for financial firms to obtain waivers from knock-on sanctions when they settle enforcement cases.
The post Wall Street gets shorter SEC leash appeared first on InvestmentNews.
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HM Employee Benefits and Risk Management is based in St. Louis; OneDigital says deal will help it provide 'holistic suite of employee-centric solutions.'
The post OneDigital acquires property and casualty brokerage appeared first on InvestmentNews.
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Its new effort, called M&A Solutions, includes ‘strategic support’ and online tools to help advisers considering a transaction.
The post LPL kicks off program to help advisers buy or sell practices appeared first on InvestmentNews.
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