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  • 53 Assembly Dr., Unit 60
    Mendon, NY 14506
  • +1 (855) 502-8919
  • Email : info@adviserfirstpartners.com
  • November 21, 2023

    Citigroup lifer leaves head of wealth services role amid reorganization

    The Wall Street firm is working on an overhaul of its wealth business structure.

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  • November 21, 2023

    SEC says Kraken is running an unregistered crypto exchange

    Regulator alleges that the firm used customer cash to pay expenses.

    Read More
  • November 21, 2023

    Weaker greenback means EM currencies are rebounding

    But profit-taking could spark near-term volatility.

    Read More
  • November 21, 2023

    What is ‘deep tech’ and why is it now considered an established asset class?

    Popular in venture capital, there are both challenges and opportunities for investors.

    Read More
  • November 20, 2023

    ‘Adulting does suck, but we’re here to support you’

    Stoy Hall focuses on minimizing clients' financial worries, allowing them to concentrate on their families and wealth creation.

    Read More
  • November 20, 2023

    SEC orders brokerage, two reps to pay $1 million for Reg BI violations

    'The strategy involved frequent in-and-out trades that placed the broker’s interest in generating commissions and fees ahead of the customers’ interest in making a profit,' the SEC order states.

    Read More
  • November 20, 2023

    Finra performance advertising proposal helps it keep pace with SEC marketing rule

    'There seems to be a little more detail in the Finra rule about the guardrails on the use of the projections,' a compliance lawyer says.

    Read More
  • November 20, 2023

    Bitcoin is having a moment

    There’s a lot going on in the world of digital assets as advisors face questions about whether and how to use the asset class.

    Read More
  • November 20, 2023

    Will employers pass the college planning test?

    As federal student loan payments resume, parts of the SECURE 2.0 Act will soon make it easier to save for college or contribute to a 401(k).

    Read More
  • November 20, 2023

    Bitcoin ETF hype has Wall Street eyeing crypto potential

    The SEC is expected to green-light spot-bitcoin ETFs in coming months, and that's seen as kicking open investing in digital currency among both institutional and retail investors.

    Read More
  • November 20, 2023

    Citi initiates restructuring with significant job cuts

    Thousands could be affected as major bank slashes positions.

    Read More
  • November 20, 2023

    Morgan Stanley taps Jed Finn to run wealth business

    Finn was previously an executive at McKinsey & Co., as were co-president Andy Saperstein and CEO James Gorman.

    Read More
  • November 20, 2023

    Independent advisory firm launches in Massachusetts with $650m in assets

    Two advisors formerly affiliated with Morgan Stanley and UBS make the jump to new RIA.

    Read More
  • November 20, 2023

    Increasing costs hitting financial advice industry 

    Expenses are rising: LPL Financial said in October that its core general and administrative expenses were up 15% year-over-year.

    Read More
  • November 20, 2023

    Year-end QCD mistakes to avoid 

    The great tax benefits of qualified charitable distributions can be forfeited if the rules aren't followed.

    Read More
  • November 20, 2023

    Garrett again battles for DOL rule 

    Sheryl Garrett, founder of the Garrett Planning Network, got a shout-out from President Obama in 2015 when he introduced a Department of Labor fiduciary rule. Now she’s joining the fight to support the Biden administration’s proposal

    Read More
  • November 20, 2023

    The curious case of FTX and bitcoin’s surge

    Many clients will see the legitimization provided by bitcoin ETFs as a reason to ask their advisors why they aren’t benefiting from the price increase.

    Read More
  • November 20, 2023

    Finra in surprise proposal to allow predicted returns in marketing

    SEC reviewing submission to allow 'useful' projected performance.

    Read More
  • November 20, 2023

    Goldman Sachs Japan president in sudden departure

    Hank Paulson-appointed regional boss abruptly out.

    Read More
  • November 20, 2023

    Nepsis boosts tax and accounting capabilities with acquisition of full-service firm

    National RIA firm will incorporate 70-year-old firm into its existing brand structure.

    Read More
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Have any Questions?

We're here to help. Send us an email or call us at +1 (585) 329-9661. Please feel free to contact our experts.

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