Southcoast Hospitals Group is one of many retirement plan sponsors targeted last year in class-action litigation brought by law firm Capozzi Adler.
The post Hospital group settles 403(b) lawsuit for $2 million appeared first on InvestmentNews.
Read More
Clearview Wealth Partners is led by managing partners and co-founders Bill Roland and Jim Westermeyer. The team is aligned with The Financial Services Network, an existing LPL large enterprise.
The post LPL reels in $500 million team from Lincoln Financial Advisors appeared first on InvestmentNews.
Read More
After a summer of sale rumors, Wealthfront Corp. is now reportedly on the block, capping years of significant development toward a fully automated investment platform.
The post Will Wealthfront fetch a $1.5 billion price tag? appeared first on InvestmentNews.
Read More
Wall Street had been anxiously awaiting Biden’s picks. The Fed’s monetary policy has encouraged investors to take on more risk and pushed stock, housing and other asset prices higher.
The post Wall Street breathes sigh of relief as Powell gets second Fed term appeared first on InvestmentNews.
Read More
Financial adviser Christopher Andreach returned to the regional bank after just a two-month stint at UBS Group.
The post Rep managing $500 million boomerangs to RBC appeared first on InvestmentNews.
Read More
Unlike any other industry event, the RPA Aggregator event had no agenda. All participants were focused on the defined-contribution industry’s biggest opportunities and challenges.
The post RPA aggregators focused on convergence, consolidation and cooperation appeared first on InvestmentNews.
Read More
CITs are on track to surpass mutual funds in target-date assets. Participants in 401(k)s that use CITs often stand to save a few basis points or more.
The post CITs continue taking over in 401(k)s, but the change isn’t always easy appeared first on InvestmentNews.
Read More
The House Financial Services Committee approved by voice vote legislation to jump-start a state grant program. A backer is optimistic about its Senate prospects.
The post Combatting senior abuse gets bipartisan backing appeared first on InvestmentNews.
Read More
Give things that are personal and positive. Personal demonstrates your thoughtfulness, and frankly, we all need as much positivity as we can get these days.
The post 5 ideas for holiday gifts for clients appeared first on InvestmentNews.
Read More
November is National Family Caregivers Month, celebrating the more than 53 million people in the U.S. who currently provide unpaid care to a relative or friend.
The post Caregivers in the spotlight appeared first on InvestmentNews.
Read More
With inflation spiking to a 31-year high, financial advisers are taking action in client portfolios.
The post On inflation, advisers hope for the best, prepare for the worst appeared first on InvestmentNews.
Read More
The agency issued a risk alert and deficiency letters to almost all of the robo-advisers examined, citing shortcomings in how the companies manage portfolios and disclose conflicts. The alert could signal future enforcement actions.
The post SEC warns of widespread issues with robo-advice appeared first on InvestmentNews.
Read More
The deal for Derby and Co., which is based in Newton, Massachusetts, is Colony's fifth acquisition this year.
The post Colony Group acquires $691 million RIA appeared first on InvestmentNews.
Read More
Advisor Group last week lost a star financial adviser, Kevin Myeroff. That's always a delicate time for a broker-dealer network.
The post Big questions out there for Advisor Group appeared first on InvestmentNews.
Read More
As part of the effort, the bank tapped Puneet Singhvi to be its new head of digital assets inside the institutional clients group.
The post Citi to hire 100 for push into digital assets appeared first on InvestmentNews.
Read More
The second four-year term for Jerome Powell rewards him for his work rescuing the economy from the pandemic and tasks him with protecting that recovery from surging prices.
The post Biden keeps Powell as Fed chief, names Brainard vice chair appeared first on InvestmentNews.
Read More
With two deals pending, New York-based Wealthspire is approaching $17 billion in total RIA assets.
The post Wealthspire acquires $2.7 billion Private Ocean appeared first on InvestmentNews.
Read More
This month’s #AdviserTech roundup includes Schwab’s announcement of a direct indexing initiative, Fidelity’s launch of real-time fractional share trading, and Addepar’s acquisition of AdvisorPeak.
The post The latest in financial #AdviserTech — November 2021 appeared first on InvestmentNews.
Read More
BlackRock’s LifePath Dynamic Strategy is bringing the firm’s active and passive management expertise to bear in an innovative approach to target date fund investing.
The post Target Date Funds Get Active: A Look at the Innovation Behind BlackRock’s LifePath® Dynamic Strategy appeared first on InvestmentNews.
Read More
The former president of Morgan Stanley will stand for election to succeed Axel Weber at the Swiss bank's annual meeting in April.
The post UBS nominates Colm Kelleher as next chairman appeared first on InvestmentNews.
Read MoreWe're here to help. Send us an email or call us at +1 (585) 329-9661. Please feel free to contact our experts.
A donation will be made by Adviser First Partners to a Veterans organization on behalf of all financial professionals and firms that register each month
Contact Us
© 2025 Adviser First Partners. All Rights Reserved.
Web Design by eLink Design, Inc., a Kentucky Web Design company
