Small advisory firms need tech, too
Small to midsize wealth management firms are more likely to purchase third-party tools than their wirehouse counterparts.
The post Small advisory firms need tech, too appeared first on InvestmentNews.
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Small to midsize wealth management firms are more likely to purchase third-party tools than their wirehouse counterparts.
The post Small advisory firms need tech, too appeared first on InvestmentNews.
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In December, the SEC and CFTC imposed $200 million in fines on JPMorgan Chase over messaging apps.
The post Goldman probed by SEC over messages sent using unapproved services appeared first on InvestmentNews.
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If you're thinking of selling, you should be considering factors like the rate at which your firm is growing, your relationship with your employees, the age of your clients and the state of your tech stack.
The post 6 essentials to secure the best valuation for your firm appeared first on InvestmentNews.
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If you're thinking of selling, you should be considering factors like the rate at which your firm is growing, your relationship with your employees, the age of your clients and the state of your tech stack.
The post 5 essentials to secure the best valuation for your firm appeared first on InvestmentNews.
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Participants allege the plan allowed Alight Solutions to charge too much for record keeping.
The post 401(k) plan participants sue Ricoh over fees appeared first on InvestmentNews.
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Financial services companies recognize Black History Month, and DiversityQ has guidance for being a better ally.
The post Firms outline DEI efforts for Black History Month appeared first on InvestmentNews.
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Abound Credit Union was formerly affiliated with CUNA Brokerage Services.
The post Cetera wins $59 million program at Kentucky credit union appeared first on InvestmentNews.
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A MetLife study finds the money was gone after 5½ years for 34% who took a lump-sum payment.
The post Retirees taking lump-sum payouts are depleting them faster appeared first on InvestmentNews.
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AFS Advisors is a Suwanee, Georgia-based registered investment adviser.
The post Hub International acquires $4.6 billion RIA appeared first on InvestmentNews.
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AFS Advisors is a Suwanee, Georgia-based registered investment adviser.
The post NFP acquires $4.6 billion RIA appeared first on InvestmentNews.
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The precious metal is up 4.3% this year, which compares to the 11% drop in the S&P 500 Index.
The post Gold emerges once again as rock of stability amid market unrest appeared first on InvestmentNews.
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The measure clarifies how the prohibition on 'stretch' IRAs should be applied and provides details on implementing the rise in the RMD age to 72.
The post IRS proposal aligns RMD rules with SECURE Act appeared first on InvestmentNews.
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While the Covid-19 pandemic brought financial challenges for many Americans, African Americans and people of color faced more financial emergencies with fewer economic resources.
The post Financial steps to help close the racial wealth gap appeared first on InvestmentNews.
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Financial markets are reacting to Russia's invasion of Ukraine, while market watchers dissect the bigger picture.
The post Financial advisers downplay geopolitical unrest while preparing for the worst appeared first on InvestmentNews.
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Bill would raise deduction cap for most and exclude millionaires. However, the plan is unlikely to be taken up in Congress anytime soon.
The post SALT alternative takes shape as Democrats move past Biden plan appeared first on InvestmentNews.
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A solo adviser, along with seven staff members, runs the First Community Credit Union program in Houston, which had been affiliated with CUNA Brokerage Services.
The post Credit union managing $245 million goes to Raymond James appeared first on InvestmentNews.
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Only a small proportion of the financial services industry includes women and minorities, something the organization would like to change.
The post CFA Institute unveils DEI code for investment firms appeared first on InvestmentNews.
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One ETF will focus on fixed income, three will invest primarily in U.S. equities, and two will be devoted to global stocks.
The post Last great ETF holdout caves as Capital Group launches funds appeared first on InvestmentNews.
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Why aren't advisers talking to clients about the solutions that are out there? Many investors are still choosing only traditional investment vehicles and missing the complementary role annuities can play in retirement portfolios.
The post Americans want new ways to generate retirement income appeared first on InvestmentNews.
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In the company’s first foray into the 529 space, the Student Loan Management platform allows workers with a Betterment 401(k) to view their loans alongside their other financial accounts.
The post Betterment pushes into student loan debt with new tools appeared first on InvestmentNews.
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