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Contact Information

  • 53 Assembly Dr., Unit 60
    Mendon, NY 14506
  • +1 (855) 502-8919
  • Email : info@adviserfirstpartners.com
  • July 21, 2020

    Looking out for your Aunt Sally

    If you're considering selling, the first question you need to answer is whether you want to join a fully integrated firm with a bold mission or become part of a financial consolidator

    The post Looking out for your Aunt Sally appeared first on InvestmentNews.

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  • July 21, 2020

    ETF market continues searching for the perfect expense ratio

    When zero fees are not expensive enough

    The post ETF market continues searching for the perfect expense ratio appeared first on InvestmentNews.

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  • July 21, 2020

    NASAA study on aging advisers suggests firms consider requiring succession plans

    Regulators say older advisory workforce may have issues related to cognitive impairment

    The post NASAA study on aging advisers suggests firms consider requiring succession plans appeared first on InvestmentNews.

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  • July 21, 2020

    SEC nominee Crenshaw vows to hold financial firms accountable for mitigating conflicts

    SEC member Peirce, up for re-nomination, says crypto regulation is high on her agenda

    The post SEC nominee Crenshaw vows to hold financial firms accountable for mitigating conflicts appeared first on InvestmentNews.

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  • July 21, 2020

    Resources picks up $2B 401(k) consultant

    The deal brings the firm's retirement plan AUM to a reported $50 billion

    The post Resources picks up $2B 401(k) consultant appeared first on InvestmentNews.

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  • July 21, 2020

    GPB Capital reports nearly $200 million drop in AUM

    The independent broker-dealer also parts ways with an auditor and its valuation company

    The post GPB Capital reports nearly $200 million drop in AUM appeared first on InvestmentNews.

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  • July 21, 2020

    Former eMoney exec tapped to lead Kestra B-D unit

    Stephen Langlois will serve as president while James Poer remains CEO of the parent company

    The post Former eMoney exec tapped to lead Kestra B-D unit appeared first on InvestmentNews.

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  • July 21, 2020

    Wells Fargo hires BNY Mellon executive as CFO

    Mike Santomassimo will succeed John Shrewsberry as the bank prepares to cut costs

    The post Wells Fargo hires BNY Mellon executive as CFO appeared first on InvestmentNews.

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  • July 21, 2020

    Five questions wirehouse advisers need to ask themselves

    Firms make it easy to stay put for the entirety of an adviser’s career, yet many advisers are feeling uncomfortable with that notion — worrying that what got them 'here' may not get them 'there'

    The post Five questions wirehouse advisers need to ask themselves appeared first on InvestmentNews.

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  • July 21, 2020

    UBS may resume share buybacks

    Second-quarter earnings show the bank's wealth management profit in Asia helped offset a 37% drop in profit year-on-year for the business in the Americas

    The post UBS may resume share buybacks appeared first on InvestmentNews.

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  • July 20, 2020

    UBS slapped with $10 million fine for SEC violations

    The bank allegedly allocated bonds intended for retail customers to 'flippers' who resold them to broker-dealers for profit

    The post UBS slapped with $10 million fine for SEC violations appeared first on InvestmentNews.

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  • July 20, 2020

    SEC charges former Morgan Stanley rep with stealing $6 million from clients

    Michael Barry Carter pleads guilty in a parallel criminal action in Maryland federal court

    The post SEC charges former Morgan Stanley rep with stealing $6 million from clients appeared first on InvestmentNews.

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  • July 20, 2020

    Former DOL officials say agency historically grants hearings on regulatory proposals

    Sen. Patty Murray recently requested a session on DOL’s investment advice measure

    The post Former DOL officials say agency historically grants hearings on regulatory proposals appeared first on InvestmentNews.

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  • July 20, 2020

    Ex-Next Financial rep charged by Galvin with overselling REITs

    The Secretary of the Commonwealth of Massachusetts takes another swipe at sales of high-priced products

    The post Ex-Next Financial rep charged by Galvin with overselling REITs appeared first on InvestmentNews.

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  • July 20, 2020

    Morgan Stanley to report on climate change impact of loans

    The bank will also help develop a global accounting standard financial institutions can use to measure their impact on the climate

    The post Morgan Stanley to report on climate change impact of loans appeared first on InvestmentNews.

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  • July 20, 2020

    ESG, active management poised to gain amid uncertainty

    A survey of advisers' expectations for the next 12 months shows the only consensus is that there's a rocky road ahead

    The post ESG, active management poised to gain amid uncertainty appeared first on InvestmentNews.

    Read More
  • July 20, 2020

    Biogen faces class action over 401(k) fees

    The company is among the latest targeted in a wave of ERISA litigation this year

    The post Biogen faces class action over 401(k) fees appeared first on InvestmentNews.

    Read More
  • July 20, 2020

    New York state legislature considers tax on stock trades

    The pandemic has left the state facing a projected four-year deficit of $61 billion

    The post New York state legislature considers tax on stock trades appeared first on InvestmentNews.

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  • July 20, 2020

    Meager savings led workers to tap retirement accounts, survey finds

    COVID-19 could have long-term consequences for Americans' retirement security, says the Secure Retirement Institute

    The post Meager savings led workers to tap retirement accounts, survey finds appeared first on InvestmentNews.

    Read More
  • July 20, 2020

    Accounting group offers free PPP loan forgiveness tool

    Applicants who received funds can fill out forms on the AICPA site

    The post Accounting group offers free PPP loan forgiveness tool appeared first on InvestmentNews.

    Read More
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Have any Questions?

We're here to help. Send us an email or call us at +1 (855) 502-8919. Please feel free to contact our experts.

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53 Assembly Dr., Unit 60
Mendon, NY 14506

Phone: +1 (855) 502-8919
Email: info@adviserfirstpartners.com
Fax: +1 (585) 321-5624

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