Fired Raymond James advisor accused of defrauding WWII veteran out of $900,000: SEC, DOJ
After the client died at age 98, the advisor allegedly moved on to bilk another elderly investor, authorities say.
Read MoreNews
-
-
Widespread protests against racism sharpen focus of FPA’s virtual internship
“Especially in this time when we are thinking, ‘Is there going to be a shortage of opportunity,’ in comes this one. It’s put a lot of fire in me to learn as much as I can,” says new college graduate Kameron Kindle.
Read More -
Bridgewater’s assets shrank 15% in virus-fueled trading slump
Almost all of the decline reflects performance-related losses rather than client withdrawals, according to a person familiar with the matter.
Read More -
BlackRock jumps on the virtual-life bandwagon with a new fund
The ETF aims to track companies specializing in remote-working, learning and entertainment.
Read More -
Robinhood's Midas touch in stocks disputed by Barclays researcher
The role of retail investors in a 45% rebound since late March has been intensely analyzed, as a swarm of tiny buyers chased after recovery plays and insolvency stocks.
Read More -
Raymond James fires employee over Black Lives Matter clash
The firm said in a post on Twitter that it "has zero tolerance for racism and discrimination of any kind."
Read More -
Raymond James gains three advisors with $350M from Merrill Lynch
One of the new hires had been with the wirehouse since starting his career there 22 years ago.
Read More -
Pair of acquisitions shows increased demand for retirement planning technology
The deals come as millions of baby boomers enter retirement.
Read More -
Largest oil ETF cleared to issue more shares, paving way for inflows
The $4.9 billion fund has come under close scrutiny as crude’s rapid plunge forced it to quickly shift some of its giant positions on short notice.
Read More -
Are advisors in the dark about non-transparent ETFs?
As asset managers launch funds with this new structure, lack of familiarity may hinder advisors’ adoption of them.
Read More -
Merrill’s new advisor workstation underscores wirehouses’ big technology advantage
Independent advisors may enjoy freedom of choice when it comes to all things digital, but giant institutions have a leg up with integration.
Read More -
Merrill's latest move underscores wirehouses’ big technology advantage
Independent advisors may enjoy freedom of choice when it comes to all things digital, but giant institutions have a leg up with integration.
Read More -
Mega-rich urged to unleash $121B for desperate charities
Major donor-advised fund providers said they’re using webinars, podcasts, social media and emails to nudge clients to give.
Read More -
How yield curve control differs from QE and why the Fed may be waiting
Many observers expect the Fed to move to yield curve control in September. But not everyone is sure this move will be needed.
Read More -
Digital banking's explosive growth compounds cyber risks, FBI warns
Mobile banking use has swelled since the pandemic hit, and law enforcement officials expect hackers to target the credentials of digital novices. The FBI stressed the importance of two-factor authentication and ensuring consumers know how to spot fake apps that carry malware.
Read More -
Securian taps 35-year veteran advisor to open and build new office
The insurer-owned IBD identifies leaders in target markets as it offers independence “with a hug,” according to its head of recruiting.
Read More -
More companies weigh cutting 401(k) match in pandemic pinch
The average employer match was 4.3% of pay, according to a 2019 Vanguard report.
Read More -
Advisors join protests over George Floyd's death. Will more follow?
“We started with 40 people just marching, and it turned into 15,000," an advisor says.
Read More -
Asset manager launches loan program for minority-owned businesses
Owl Rock plans to give up to $250,000 in interest-free loans to those impacted by the coronavirus and other economic and social crises, its co-founder says.
Read More -
How to grow during a pandemic
From fruit baskets to operations, financial advisors can tap into a range of ideas in a time of remote work.
Read More
Have any Questions?
We're here to help. Send us an email or call us at +1 (585) 329-9661. Please feel free to contact our experts.
A donation will be made by Adviser First Partners to a Veterans organization on behalf of all financial professionals and firms that register each month
Contact UsSubscribe to our mailing list.
© 2025 Adviser First Partners. All Rights Reserved.
Web Design by eLink Design, Inc., a Kentucky Web Design company