Orion Adds Coronavirus, Inflation Offerings
Orion is adding a number of new models to its TAMP and model marketplace, including two focused on inflation and COVID-19.
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Report: Advisors Beware of Reg BI's Duty of Care Provision
A new report by Celent warns that broker/dealers and RIAs could face challenges meeting Reg BI's Duty of Care provision, among other concerns.
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Transparency with Diana B.: How John Hyland Fought Cancer and Won—Three Times
“I said, ‘Doc, am I going to live?’ And it was just silence. He finally says, ‘We have a lot of work to do.’ And that day was a tough day for me.”
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IRS Extends Rollover Deadline for Waived RMDs
Notice 2020-51 also gives guidance on required beginning dates and required minimum distributions.
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Dynasty’s Pivot to Virtual Events
A roundup of how Dynasty and its partner advisors are using virtual events to engage clients and prospects.
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DOL Puts Guardrails Around Use of ESG in Private Retirement Plans
The Department of Labor has proposed a new rule that would require more analysis and documentation around ESG investments in private retirement plans.
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Managing Retirement Plans Through the Pandemic
It’s proven possible to continue servicing clients effectively and to run a retirement plan business remotely in an era of masks and social distancing.
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What Mastercard's $1B Data Aggregator Finicity Deal Means for Advisors
Backed by Mastercard, advisors using Finicity could enjoy faster money movement across the data aggregator's North American footprint.
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A New Approach for Real Estate Diversification
'Like-kind' exchanges may permit clients to defer capital gains taxes.
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Michael Kitces' #FASuccess Podcast: Elizabeth Nesvold on the Evolution of the Valuation of Wealth Management Firms
Raymond James' Elizabeth Nesvold details what investment bankers actually do for wealth management firms.
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Hightower Names Stephanie Link New Chief Investment Strategist
The firm has appointed Stephanie Link, former head of global equities research at Nuveen, as its new chief investment strategist, a newly created role.
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Wall Street Frets Over Investing 101 as Hedging Gets Dangerous
Asset managers are digging deeper to find hedges to stocks and bonds.
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ETF Issuers Face ‘Major Missed Opportunity’ in Model Portfolios
While model portfolios have existed for years, ETF issuers are looking to the packages to power the next leg of growth for the $4 trillion industry.
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Q&A: Peter Mallouk on His Latest Acquisition, M&A and Plans to Re-Up TV Ads
Creative Planning CEO Peter Mallouk opened up recently on his latest acquisition, where it fit, the firm's approach to M&A, and plans to re-up on his TV marketing strategy.
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Cary Street Acquires $215 Million AUM Waypoint Advisors
Cary Street will merge with Waypoint Advisors, creating a combined firm with $4 billion in client assets.
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ETF Halftime Report: Vanguard, Bonds Are Big Winners
Amid the coronavirus pandemic and the resulting market volatility, investors, seeking a cheaper alternative to SPY, poured $16 billion in Vanguard's VOO in first six months of 2020.
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Fidelity Survey: Prospecting Takes a Hit During the Pandemic
As financial advisors adjust to remote working and navigating clients through the tough environment, some have put prospecting on the back burner.
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Apex Clearing To 'Extend' Business Model
Features for advisors and to support online marketplaces that let users invest—straight from the marketplace's platform.
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SEC Chief Urged to Drop U.S. Attorney Bid Amid Political Battle
He may face insurmountable hurdles to winning Senate confirmation for the U.S. attorney post.
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