My Life as a Client: Looking at the Whole Picture
A lot can be learned listening to clients’ experiences working with financial advisors—good and bad. We talked to Larry Marion, a recently retired custom content publisher in Newton, Mass.
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Michael Kitces' #FASuccess Podcast: Morgen Rochard's Barbell Approach
Origin Wealth Advisors' Morgen Rochard describes why she limits her practice to no more than 30 clients.
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IWI Sees Significant Uptake In Applicants For New Diversity Scholarship
The Investments and Wealth Institute reported 74 scholarships awarded to wealth management professionals of underrepresented backgrounds.
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Holistiplan Adds Tax Strategist Jeffrey Levine
The tax planning software provider added advisor and tax strategist Jeffrey Levine, who continues to hold roles at Kitces.com and Horsesmouth, to its team.
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Biden Names Securities Regs Review Transition Team
Former CFTC Director Gary Gensler will lead the team charged with examining the SEC, Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation, the Federal Reserve and the National Credit Union Administration.
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Dynasty Financial Partners Names John Sullivan New Business Development Leader
After a months-long vacancy, Dynasty Financial Partners found that the right fit to lead its business development was at the firm all along.
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Four Common Family Stress Fractures and 5 Steps to Repair Them
Pandemic fatigue, the holidays and global uncertainty may turn mild dissonance into seemingly unsurmountable discord.
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SEC Risk Alert Warns Multibranch Firms on Compliance Concerns
The analysis from the SEC's Office of Compliance Inspections and Examinations said home offices needed to ensure that policies were communicated and implemented across all branches.
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A Goldman Sachs Play in the Custody Game
It looks like the firm is preparing to go “all in” on the RIA custody business.
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Commercial Real Estate: A Real Alternative to Fixed Income
With many investors seeking income alternatives to diversify their portfolios – it may be time to consider commercial real estate.
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Drilling Down Into Glide Path Construction
American Century Investments' Rick Weiss describes the philosophy behind how the firm develops its target-date funds' glide path.
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FastChat Video: What Does Being Well-thy Mean?
Listen to Jania Stout, (CPFA) Practice Leader and Co-Founder of Fiduciary Plan Advisors, discuss well-th rebalanced.
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REITs Fly Under the Radar as a Smart Covid Vaccine Trade
You'll probably be heading back to the office long before you decide to jump on a cruise.
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World’s Biggest ETF Lures $9.8 Billion in a Day on Vaccine Hope
SPY has suffered net outflows of $2.84 billion in the past year.
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FastChat Video: Joining the Hightower family
Listen to Jim Weil, Managing Partner at Private Vista, discuss the process when you are considering selling part of your business or taking a capital investment in your business.
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Ten Finance Matchstick Puzzles
Test your outside-the box creativity and familiarity with some of the more than 2,400 NYSE-listed symbols.
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Mercado Group Leaves Morgan Stanley for Oppenheimer Co.
The Mercado Group will be based in Oppenheimer’s Miami branch office.
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Smarsh To Acquire AI Pioneer Digital Reasoning
The combined firms will represent a power house in the application of natural language processing and machine learning across multiple industries, with initial focus on financial services.
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Merchant Investment Management Takes Minority Stake in Baldwin Brothers
Merchant Investment Management's minority investment in the $1.2 billion in AUM firm is meant to propel growth, Baldwin Brothers CEO says.
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SEC: Unregistered Brokers Pushed Investors to Purchase Microcap Securities
The SEC claimed that Hughe Duwayne Graham, Donald Lee Howard and Larry Louis Matyas collectively made more than $920,000 in commissions for soliciting investors about purchasing stock in U.S. Lighting Group.
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