SEC staff continue to incorporate Reg BI compliance into its examination and enforcement processes; Commissioner Caroline Crenshaw believes this data will illuminate whether the rule is working as promised, or whether changes may be required.
Read MoreThe Monteverde Group joins the independent broker/dealer and custodian from Royal Alliance, part of Advisor Group's broker/dealer network.
Read MoreAdvisors will have to consider more bespoke structures when attempting to reconcile these powerful techniques in a single plan.
Read MoreThe subsidiary of Commerzbank remains bullish on office space despite uncertainty on the long-term questions about work-from-home trends.
Read MoreThree bits of advisor technology news you may have missed over the past week.
Read MoreFirms with similar business, client-care and investment philosophies are usually more amenable to negotiation and constructive compromise than firms with widely different views on these priorities.
Read MoreLego’s current staffing arrangement seems to have boosted morale.
Read MoreThe White House is expected to propose a suite of tax increases, mostly mirroring Biden’s 2020 campaign proposals.
Read MoreThe post pandemic recovery for restaurants is beginning, reports The Philadelphia Inquirer. The latest data from the NMHC shows that 75 percent of multifamily construction firms are reporting delays, according to GlobeSt.com. These are among today’s must reads from around the commercial real estate industry.
Read MoreA true return to the office looks likely to happen in September. But many tenants are still hesitating on long-term changes to their spaces.
Read MoreDeveloping a strong set of values will often be what helps a brand remain respected over time.
Read MoreThe mergers, acquisitions and advisor moves announced the week of March 8, 2021.
Read MoreThe policy owner solely bears the responsibility for a lapsed policy.
Read MoreImpax reached out to companies ranging from Albertsons to Waste Management.
Read MoreThe Simplify Credit Hedge ETF (CDX) is designed to pay off when turmoil hits credit markets.
Read MoreBullion is proving to be a less effective hedge against moves in other assets, such as stocks, as well as inflation, according to Russ Koesterich, portfolio manager for BlackRock’s Global Allocation Fund.
Read MoreCommercial Observer breaks down what provisions in the American Rescue Plan will benefit the real estate sector. CNBC and The Wall Street Journal have a pair of articles analyzing how some of the ways retail adapted to COVID-19 will endure after the pandemic. These are among today’s must reads from around the commercial real estate industry.
Read MoreGrayscale Investments has posted at least nine ETF-related positions to LinkedIn, signaling it is anticipating a green light from the Securities and Exchange Commission for a crypto ETF.
Read MoreApollo Global Management and Vici Properties are buying the Venetian Las Vegas for $6.25 billion.
Read MoreIn this week’s fund news, how Dave Portnoy used the indexer loophole to promote BUZZ, Driehaus loses its founder and Morningstar doubles analyst coverage for model portfolios.
Read MoreWe're here to help. Send us an email or call us at +1 (585) 329-9661. Please feel free to contact our experts.
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