The scrutiny stems from registered reps who obtained PPP loans through undisclosed outside business activities, but a letter to one such rep is not part of a targeted examination or ‘sweep,’ FINRA says.
Read MoreFMG’s acquisition of Twenty Over Ten gave it a brand crusader.
Read MoreThe apartment sector is starting to feel the impact from missed rent payments, reports the Wall Street Journal. Ghost kitchens are starting to pair up with hotel operators, according to The New York Times. These are among today’s must reads from around the commercial real estate industry.
Read MoreClient trust takes years to earn and moments to lose.
Read MoreEven with a tick up in homeownership, the percentage of apartments that are vacant has not risen much since the pandemic began.
Read MoreThe digital estate planning platform's leadership team will remain intact. NGL CEO Knut Olson says the deal is an "investment, not an integration."
Read MoreThe findings from an investigation by the law firm Dechert showed how the disgraced adviser’s knowledge of the tax system and skill managing the affairs of the ultra-rich helped Black save at least $1 billion, and potentially more than $2 billion.
Read MoreThe deal would take the retailer through a prearranged restructuring of its debt.
Read MoreThe 30-story tower is one of the largest new developments proposed in the city’s financial district since the start of the pandemic.
Read MoreUBS finished off the year strongly, with fourth-quarter net income of $1.7 billion that beat analyst estimates.
Read MoreESG funds may underperform if investors move away from overvalued stocks, especially the technology and clean energy shares that fueled the 2020 rally.
Read MoreHightower's investment in Westchester-based Siller & Cohen Family Wealth Advisors is its third transaction of 2021. Hightower CEO Bob Oros says the pandemic was a wake-up call for many RIA founders, and expects more deals to come.
Read MoreFidelity is launching a new ESG-focused custodian-agnostic tool for advisors.
Read MoreSupermarkets, drugstores and bank branches have been the most reliable retail tenants through the pandemic.
Read MoreCI's deal to acquire Segall Bryant & Hamill, a Chicago-based investment and wealth manager, would be its largest yet.
Read MoreDirect indexing can improve after-tax returns of certain active strategies, not just passive ones.
Read MoreEven day traders and people who prefer set-and-forget index fund investments have come to realize that there’s a lot more components involved in building wealth.
Read MoreColumbia Sussex Group is in foreclosure on three hotels and is prepared to surrender two others to the lender.
Read MoreRoughly 18 percent of U.S. renters are now behind on their payments, reports CNBC. The Fed confronts the challenge of possible inflation spike after the pandemic, according to Reuters. These are among today’s must reads from around the commercial real estate industry.
Read MoreMarrs Wealth Management of Ames, Iowa, joined the Mercer platform for its succession planning and back office support.
Read MoreWe're here to help. Send us an email or call us at +1 (585) 329-9661. Please feel free to contact our experts.
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