Guideline, Small Business Retirement Plan Provider Announces $85 Million Series D
The new funding brings the advisor-friendly plan provider's total to $144 million in capital raised.
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Vanguard: Advisors Need To 'Embrace The Technology'
The pandemic has forever changed the way advising will be done. Virtual is here to stay.
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Raymond James Wealth Revenues Down 16% Over Last Quarter
The pandemic hit the brokerage’s fiscal third quarter revenues and put a damper on home-office visits by prospective advisors.
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Hightower Buys Stake in $1.5B RIA Private Vista
Chicago-based Hightower announced its second acquisition this week, this time on its home turf.
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Betterment For Advisors Adds Savings Goals
Once again, Betterment is looking to cash management as a financial services differentiator.
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The Most Heavily Traded ETFs in the Past Month
These funds saw the most action over the past 30 days.
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Indexed Universal Life: Back Testing and Cap Rates and Averages, Oh My!
Paying attention can pay off.
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Advisors Prep Clients for Potential Tax Increases
Many advisors are betting rising taxes for the wealthy over the next couple years, and are bracing clients for such a possibility, looking at Roth conversions, earned income, capital gains, and charitable contributions.
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Pandemic Dampens Stifel Recruiting
Stifel Financial Corp. was buoyed by its investment banking business during the second quarter, even as advisor recruitment fell.
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LPL Financial Adds $20B M&T Bank to Brokerage, Advisory Platform
M&T Bank, which will shift its brokerage and advisory business from its own subsidiary to LPL in 2021, is the largest financial institution to join LPL.
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Some RIAs Ditch the Office for Good
Small and large firms alike are starting to reconsider whether they should retain the amount of office space they currently have as work-from-home largely remains the norm months into the spread of COVID-19.
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Private Equity, Fundamentals Will Accelerate Advisor Recruiting in Second Half 2020
Whatever the doomsayers might want you to think, look for the recruiting wars among broker/dealers to intensify in the final half of 2020.
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UBS and Alerian: Fireside Chat with the experts on Midstream/MLPs
Wednesday, August 12, 2020 | 2:00 PM ET
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Some RIAs Forced to Adopt Tech at a Faster Pace During COVID-19
Schwab’s latest RIA benchmarking survey shows how technology can improve an RIA’s performance. But the coronavirus has been the catalyst that pushed many to pull the trigger.
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Fueled By Pandemic-Related Demand, Orion Overhauls Client Portal
The pandemic is shaping tech. Orion announced a client portal overhaul and an integration with Apex, following a spike in COVID-19-related portal logins.
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IRS Issues Important Reminder About COVID-19 Relief for Seniors
Seniors and retirees need not take distributions from retirement accounts this year.
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Hightower Buys Stake in $3.3 Billion Frontier Investment Management
Hightower said it has acquired an undisclosed ownership stake in Frontier Investment Management, a $3.3 billion RIA based in Dallas, the firm's third and largest deal this year.
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