Arkadios lands two more teams with $600M from its onetime brokerage
In its latest recruiting win from Osaic's Triad Advisors, the firm established its first office in a new region and picked up a half dozen financial advisors.
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Preston Cherry and Tom Rieman break down the ideal advice experience
The veteran wealth management duo wants to close the gap between what the advice industry is, and what it has the potential to become.
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Apollo taps BlackRock veterans in key wealth and insurance units
Apollo and other alternative asset managers are vying for executives with connections to the world's biggest fortunes.
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Shenkman taps former NBA Player Jay Williams for board
Williams, a former Chicago Bulls basketball player who was the second overall pick in the 2002 NBA draft, co-founded Simatree, a strategic advisory firm focused on data, analytics and technology consultation.
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Here's how financial firms can disrupt the status quo and truly commit to diversity
Don't know where to find diverse talent for your firm? No more excuses — here's everything you need, courtesy of the BLX Internship Program.
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Sparks fly at DOL hearing on Biden's 'retirement security rule'
One side hurled accusations of "scare tactics." The other complained of "regulatory overkill." On Day 1, the debate over a new retirement regulation got off to a dramatic start.
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Ex-Wells employee already barred as a broker gets SEC boot from advisory industry
Bans on working at brokerage firms don't lead to prohibitions on acting as an RIA as often as one might think.
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JPMorgan shuttering robo-advisor citing low profits
Come the second quarter of 2024, JPMorgan Automated Investing will be no more.
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Young investors' support for ESG causes declines in 2023 'gut check'
Once considered key drivers of the boom in ESG investing, millennial and Gen Z investors no longer seem so supportive now that the economy is experiencing more turbulence, a new study finds.
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Citi wealth exec to depart in latest exit from unit
The change comes over massive overhaul as the mega bank seeks to build divison under Sieg.
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TD shifts Wiggan to wealth unit as Rhodes exit spurs shakeup
Wiggan is taking the place of Ray Chun, who will run the Canadian personal banking division.
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Study finds 'new source of tax efficiency for ETFs'
Tax-loss harvesting through "highly correlated" products is driving a significant share of trading volume, according to a working academic paper.
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Road test ESG practices in your own RIA to better understand sustainable investments
Assessing your RIA through a sustainability lens can serve a range of stakeholders including employees, clients and the environment.
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What Captrust's purchase of a $1.1B RIA near Seattle means for RIAs
The deal, which gives Captrust its first office in the Pacific Northwest, reflects the growing power of firms like it on a national level. Here's how it happened.
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Merrill restructures, eliminating one division
Organizational changes come amid the firm's growing wealth management ambitions.
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The top Financial Planning podcasts of 2023
Check out this collection of can't-miss conversations with industry insiders and experts.
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DOL hearing promises passionate support and resistance from industry — here's a sample
The testifying group includes the CFP Board, AARP, the Insured Retirement Institute, the Financial Services Institute, several academics and financial advisors.
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What the next generation of wealth management clients want, with Bank of America's Katy Knox
What do younger clients want from wealth managers? Katy Knox, president of Bank of America's Private Bank, sits down with American Banker Editor-in-Chief Chana Schoenberger to discuss the future of high-net-worth investing and what clients are looking for now.
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Pontera raises $60M in latest funding round
The retirement-focused wealthtech formerly known as FeeX has more than quadrupled its revenue since its last fundraise announced in February 2022.
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Pontera raises $60M in latest funding round
The retirement-focused wealthtech formerly known as FeeX has more than quadrupled its revenue since its last fundraise announced in February 2022.
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