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SEC highlights form CRS issues as fiduciary, language experts call for deeper change

The top 10 wealthtech stories of 2021

SEC spurns crypto industry again, denying spot-Bitcoin ETFs

Where to find cheaper alternatives to expensive stocks

SEC denies 2 Bitcoin ETFs in latest setback to crypto industry

The earlier-than-expected decision from the SEC could suggest a 2022 approval for a pure Bitcoin fund may not be in the cards either.

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Social Security offices to remain closed indefinitely

The agency has not set a reentry date for in-person appointments, although some executives have returned to their offices as of December.

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BAD ETF Arrives for Bets on Stocks That Markets May Be Shunning

Listed Funds Trust debuted the BAD ETF (BAD) to target an index focused on betting, alcohol and drug companies. 

Father/Son Team Move Book to LPL Financial From MML

Sterling Wealth Group, which manages about $390 million in client assets, will join JFC Financial Network, an OSJ of LPL, following a year of due diligence.

The ABCs of DeFi

Riskalyze Fintech Report Card: December 2021

Riskalyze CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month, and says goodbye to the Fintech Report Card.

Q&A: Advisory Services Network's Tom Prescott on the Market for Smaller Advisors

Advisory Services Network has grown by catering to one of the most underserved slices of the industry—the small advisory practice.

The Most Heavily Traded ETFs in the Past Month

These funds saw the most activity over the past 30 days.

ESG experts warn of fundamental problem with trillions in investments

Advisor Innovations: The Wealthtech Landscape With LPL’s Gary Carrai

LPL's Gary Carrai discusses how he views the fintech ecosystem around wealth management, where he thinks LPL will turn next for fintech partnerships and his views on cryptocurrency and artificial intelligence as it relates to financial advice.

Anti-woke strategies emerge as flipside of ESG

As investing becomes increasingly political, investors will have to balance good feelings against good performance.

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Anti-woke strategies emerge as flipside of ESG

As investing becomes increasingly political, investors will have to balance good feelings against good performance.

The post Anti-woke strategies emerge as flipside of ESG appeared first on InvestmentNews.

Anti-woke strategies emerge as flip side of ESG

As investing becomes increasingly political, investors will have to balance good feelings against good performance.

The post Anti-woke strategies emerge as flip side of ESG appeared first on InvestmentNews.

Nine Must Reads for the CRE Industry Today (Dec. 23, 2021)

Convention schedules have been thrown into disarray once again amid the omicron surge, reports CNBC. Proptech wrapped up a record year, drawing in $32 billion in venture capital, according to data from CRETI. These are among today’s must reads from around the commercial real estate industry.

LPL hauls in Elite Financial Network from Securities America

Elite Financial Network has 32 financial advisers in its network across California.

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LPL hauls in Elite Financial Network from Securities America

Elite Financial Network has 32 financial advisers in its network across California.

The post LPL hauls in Elite Financial Network from Securities America appeared first on InvestmentNews.