“The stocks that I hadn’t heard of three months ago all of a sudden are the most active — that’s not where investors go, that’s where traders might go or hobbyists might go,” says a private wealth advisor at UBS.
Read MoreAll of the funds in the suite carry a 0.18% expense ratio.
Read MoreThe fund from ETFMG Managers Group will track companies focused on testing and treatments of infectious diseases.
Read MoreBNY Mellon Pershing's Michelle Feinstein uncovers valuable practices to assist advisors in leveraging solutions to grow, scale, and compete in this age where being efficient and going digital is of the utmost importance.
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The Democratic choice is likely to be paired with Republican Hester Peirce in the confirmation process
The post SEC nominee Crenshaw brings deep knowledge of agency, Reg BI appeared first on InvestmentNews.
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The fund's biggest holding is Moderna, whose stock price has more than tripled this year on news about vaccine it's developing
The post New virus-themed ETF trades under ticker GERM appeared first on InvestmentNews.
Read MoreIf approved by the Senate, Crenshaw would take the seat previously occupied by Robert Jackson Jr., who left the commission earlier this year.
Read MoreThe firm, which has nearly tripled in size in the last year, says it continues to seek out acquisition targets.
Read MoreObserving the day is one way wealth management firms are trying to respond to civil unrest.
Read MoreNearly 40% of LPL’s training program participants have been children of advisors, so the IBD is evolving the offering accordingly.
Read MoreRiskalyze CEO Aaron Klein gives the thumbs-up or thumbs-down on the biggest news to hit advisor technology in the previous month.
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From live chat to interactive voice response, the broker-dealer is hoping to enhance the adviser user experience
The post LPL Financial updates service center with new tech tools appeared first on InvestmentNews.
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Beth Lawlor was named president of the bank’s private wealth management business
The post U.S. Bank taps veteran wirehouse exec to head advisory unit appeared first on InvestmentNews.
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The panel also advanced a proposal to target exam cheating and pledged to increase the diversity of its membership
The post Finra board approves enforcement tech upgrade appeared first on InvestmentNews.
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The funds' debut follows BlackRock CEO Larry Fink's pledge in January to increase sustainable ETF offerings
The post BlackRock rolls out six ESG ETFs appeared first on InvestmentNews.
Read MoreLPL program highlights the need for continuity planning in wake of an advisor's death. 'Whether on this side of the grave or the other, we never want to leave our clients floundering.'
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Interchange Capital Partners in Pittsburgh, Pa., will use Pershing and Dynasty Financial Partners
The post UBS team managing $400 million creates RIA appeared first on InvestmentNews.
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Economic conditions have made the products less attractive than they were last year, with one exception
The post Annuity sales back on track by 2022: Report appeared first on InvestmentNews.
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Following an industry trend, the bank will leverage iCapital's technology to offer a white-label platform to clients
The post Wells Fargo sells $3 billion alternatives platform to iCapital appeared first on InvestmentNews.
Read MoreiCapital Network is buying an alts investment fund platform from the bank. Wells Fargo, in turn, is investing in the fintech.
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