News

IncomeConductor Reprices Retirement Planning Software

The change in pricing for the retirement income software-as-a-service, including a low-cost introductory version, is a response to advisor requests.

Takeover Battle Emerges for Cathie Wood’s Ark in Stellar Year

Resolute Investment Managers, which acquired a minority investment in Ark Investment Management in 2016, is attempting to purchase a controlling stake in the firm.

SEC’s Clayton Plans to Step Down as Chairman at Year’s End

The incoming Biden administration is discussing Gary Gensler and Preet Bharara as possible replacements.

Free financial planning apps enter the equation

The tools provided by big players like Fidelity and Schwab are a plus for investors just starting out, but what do they mean for smaller advisory firms?

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Reflections on a year of change

The tremendous changes over the past year represent the shifting sands of the industry, as well as a great deal of accomplishments from the IN team

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Proven techniques to plan for a great 2021

If you want to grow your business, establishing a weekly planning ritual is a great place to start

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Equity compensation is the next hot benefit, Morgan Stanley says

The benefit is becoming more popular now that it can be offered and managed digitally.

Fidelity FMAX, The Missing Link?

Called Fidelity Managed Account Xchange, or FMAX, Fidelity chases after Merrill Lynch in bridging the gap between financial planning and investment management.

Advisory Firms Split on When to Reopen Offices

New research shows advisory firms are divided over whether – and how – to reopen their offices as the economy gradually comes back to life.

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FPA Rolls Out Cybersecurity Training Program

Advisors can earn CE credits for the new program developed in partnership with cybersecurity provider FCI.

Retirement Planning in a Pandemic

Key issues financial planners need to consider as COVID-19 permanently impacts clients nearing retirement.

Merrill adds more choices to its model portfolio offering

Additions include sustainable, hybrid and high-net-worth options from several managers

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CFP Board Release Sample Letters To Improve Client Communication

The letters are meant to help CFP professionals meet the duties for providing information to clients as required by the Board's Code of Ethics and Standards of Conduct.

CFP Board Releases Sample Letters to Improve Client Communication

The letters are meant to help CFP professionals meet the duties for providing information to clients as required by the board's Code of Ethics and Standards of Conduct.

SEC fines five firms $3 million over unsuitable exchange-traded volatility products

American Portfolios, Benjamin Edwards, Royal Alliance, Securities America, Summit Financial to pay

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SEC fines five firms $3 million over unsuitable exchange-traded volatility products

American Portfolios, Benjamin Edwards, Royal Alliance, Securities America, Summit Financial to pay

The post SEC fines five firms $3 million over unsuitable exchange-traded volatility products appeared first on InvestmentNews.

Biden financial transition team cheers investor advocates

But how a Democratic-led SEC interprets and enforces Reg BI depends on its chair

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Biden financial transition team cheers investor advocates

But how a Democratic-led SEC interprets and enforces Reg BI depends on its chair

The post Biden financial transition team cheers investor advocates appeared first on InvestmentNews.

Hub International snaps up almost $3 billion in assets

With the latest deals, the firm's retirement plan and private wealth business oversees about $93 billion

The post Hub International snaps up almost $3 billion in assets appeared first on InvestmentNews.

Hub International snaps up almost $3 billion in assets

With the latest deals, the firm's retirement plan and private wealth business oversees about $93 billion

The post Hub International snaps up almost $3 billion in assets appeared first on InvestmentNews.