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IRS adjusts tax item amounts for 2021 due to inflation

The agency announced changes to more than 60 tax provisions.

IRS adjusts tax item amounts for 2021 due to inflation

The agency announced changes to more than 60 tax provisions.

Schwab to lay off 1,000 employees after TD acquisition

The announcement follows recent executive and senior-level departures, including former TD Ameritrade president Tom Nally

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The latest in financial #AdviserTech — October 2020

We look at the big news, announcements and underlying trends and developments that are emerging in the world of technology solutions for financial advisers!

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Demand for financial wellness is overwhelming

Plan sponsors want the services for their participants, but wellness has done little to help people improve their financial lives

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Stocks hit on COVID concerns, fading hopes for fiscal stimulus

Stocks pared their losses during the afternoon as the biggest tech companies recovered

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Reg BI Roundtable Highlights 'Good Faith' Compliance Efforts, Disciplinary Disclosure Pitfalls

Panelists at a roundtable co-hosted by the SEC and FINRA spoke about their initial observations of how Regulation Best Interest compliance has gone since the rule's implementation earlier this year.

Reg BI Roundtable Highlights 'Good Faith' Compliance Efforts, Disciplinary Disclosure Pitfalls

Panelists at a roundtable co-hosted by the SEC and FINRA spoke about their initial observations of how Regulation Best Interest compliance has gone since the rule's implementation earlier this year.

Raymond James Recruits $170M Indie Advisor in Oregon

Stuart 'Stu' Malakoff joins Raymond James from Merrill Lynch.

Raymond James Recruits $170M Indie Advisor in Oregon

Stuart 'Stu' Malakoff joins Raymond James from Merrill Lynch.

SEC Democrats object to no-action letter on brokers borrowing securities

Lee, Crenshaw say the agency is providing leeway to violate the rule, putting investor funds at risk

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SEC Democrats object to no-action letter on brokers borrowing securities

Lee, Crenshaw say the agency is providing leeway to violate the rule, putting investor funds at risk

The post SEC Democrats object to no-action letter on brokers borrowing securities appeared first on InvestmentNews.

iCapital targets global market share with latest acquisition

As part of the acquisition, iCapital will establish an office in Lisbon, Portugal as its global hub for technology development and operations

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iCapital targets global market share with latest acquisition

As part of the acquisition, iCapital will establish an office in Lisbon, Portugal as its global hub for technology development and operations

The post iCapital targets global market share with latest acquisition appeared first on InvestmentNews.

Rockefeller hires Merrill Lynch advisors with $550M, adds new location

The firm currently fields 40 teams, most of which have joined this year.

Americans worry inflation will make retirement unaffordable

59% of those surveyed by Allianz believe rising costs will prevent them from enjoying life in retirement

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Americans worry inflation will make retirement unaffordable

59% of those surveyed by Allianz believe rising costs will prevent them from enjoying life in retirement

The post Americans worry inflation will make retirement unaffordable appeared first on InvestmentNews.

Adviser managing $220 million at UBS moves to Raymond James

Mark Parker is joining the firm's employee channel in Memphis, Tennessee

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Adviser managing $220 million at UBS moves to Raymond James

Mark Parker is joining the firm's employee channel in Memphis, Tennessee

The post Adviser managing $220 million at UBS moves to Raymond James appeared first on InvestmentNews.

The secret to closing prospects

Telling your personal story will work against you if all you focus on are your industry accolades; it only works when you exhibit humility

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