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The return of print

Hard copies are back, but we promise to deliver the same great digital edition you've enjoyed over the past few months

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Are advisors in the dark about non-transparent ETFs?

As asset managers launch funds with this new structure, lack of familiarity may hinder advisors’ adoption of them.

Muirwood Private Wealth Leaves Merrill Lynch for Sanctuary Wealth

Sanctuary Wealth added its 35th partner firm, Muirwood Private Wealth, of Walnut Creek, Calif., the second Merrill Lynch team to leave in a week.

401(k) lawsuits keep piling up

At least four lawsuits involving plans with more than $1 billion have been filed over the past few weeks

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Market volatility shines spotlight on client risk tolerance

Advisers say clients are staying grounded, focused on long-term investing

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Just 2 states require their investment advisers to file Form CRS

Rhode Island, Oklahoma advisers join SEC-registered advisers in meeting June 30 deadline

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U.S. Oil Fund ETF Receives Green Light To Issue More Shares

The SEC allowed USO to issue 1 billion new shares nearly eight weeks after the fund announced it issue all remaining registered shares.

The Advantages of Smaller Advisory Firms

Smaller firms may face challenges in broadening their practices, but they also have a unique advantage: a great deal of control over their direction.

SEC tees up virtual meet-ups for fintechs

The regulator is encouraging innovators to reach out with specific questions or to discuss general issues

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Merrill’s new advisor workstation underscores wirehouses’ big technology advantage

Independent advisors may enjoy freedom of choice when it comes to all things digital, but giant institutions have a leg up with integration.

Merrill's latest move underscores wirehouses’ big technology advantage

Independent advisors may enjoy freedom of choice when it comes to all things digital, but giant institutions have a leg up with integration.

Speaking to Clients About Premium Financed IUL Policies

It’s important understand the details and risks. This sample letter may help clients and advisors alike.

Barstool Sports’ Dave Portnoy Is Leading an Army of Day Traders

With sports canceled, Barstool Sports' Dave Portnoy started betting on the stock market instead.

Alliance for Lifetime Income sponsors Rolling Stones ‘tour’

The radio special, which will be broadcast on stations in six cities, will raise money for pandemic relief efforts

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Mega-Rich Urged to Unleash $121 Billion for Desperate Charities

The pandemic is prompting more money to flow out of DAFs and into charities where it can do some good.

Mega-rich urged to unleash $121B for desperate charities

Major donor-advised fund providers said they’re using webinars, podcasts, social media and emails to nudge clients to give.

Finra bars former J.P. Morgan bank rep for stealing

David Austin took $144,000 from three customers for his personal use

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How yield curve control differs from QE and why the Fed may be waiting

Many observers expect the Fed to move to yield curve control in September. But not everyone is sure this move will be needed.

Raymond James Gains $350 Million Team From Merrill Lynch

"Open," "mindful" senior leadership, personal feel and an "advisor-centric culture," drew the firm to Raymond James.

Advisors Fear Backlash For Speaking Out

Whether it be timidity, fear or concern that their words may not be taken as they intend, many advisors aren't comfortable joining in the national conversation. But staying silent may not be good for business.