LPL makes annual adviser event virtual
The firm will hold its Focus conference online in August
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401(k) sales will continue to fall: Survey
Record keepers expect figures in the third quarter to be down 22% from a year earlier, according to a report from the Secure Retirement Institute
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Morgan Stanley posts record profit
Fixed-income trading revenue almost tripled during the second quarter
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BlackRock expects bond ETF assets to hit $2T by 2024
Institutional investors like insurance companies and pension funds learned to appreciate bond ETFs amid the volatility in March
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With Democrats gaining steam, financial services ponder potential transaction taxes
Proponent say a levy on trades is harmless. Opponents call it a dangerous friction
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Robinhood to expand offerings after $600 million funding round
The online trading app intends to invest in new products, as lawmakers have pressed the firm to increase investor protections
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Building a structure for digital success
How firms can cultivate an organizational structure that accelerates digital transformation
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Schwab Charitable donors gave record $3.3 billion last year
Users of Schwab’s donor-advised fund made nearly 700,000 grants in the year ended in June
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Cases tied to Ray Lucia’s challenge of in-house SEC judges likely to settle for lighter punishments
Supreme Court ruled in 2018 that many enforcement actions should be reheard
The post Cases tied to Ray Lucia’s challenge of in-house SEC judges likely to settle for lighter punishments appeared first on InvestmentNews.
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ETF that paid people to invest has started to charge
The exchange-traded fund industry's fee war may be running out of steam
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Student loans center of 401(k) perk for Allianz workers
The company will consider some loan repayments as contributions toward reaching the employer match
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Four pillars of inspiration for stronger client relationships
The proven process of the adviser-client relationship provides a great blueprint to help firms optimize their work
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How COVID-19 is altering business trends
COVID-19 has sent shockwaves across every sector in our economy, and each of your clients is being affected
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Hybrid managing $300 million moves to LPL from Voya
Crossroads Financial Services will use Financial Services Network as an office of supervisory jurisdiction
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Hedge fund manager predicts gold will top $3,000 an ounce
The head of the $450 million Quadriga Igneo fund says unprecedented monetary stimulus is fueling asset bubbles and corporate debt addiction
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Equity-like financing for RIAs that don’t want to surrender equity
All RIAs are different, which underscores the need for diverse sources of funding for these firms
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Creative Planning acquires $600 million RIA
Thun Financial Advisors specialize in serving U.S. citizens who live overseas
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401(k) arbitration agreements still not mandatory
Sponsors have interest in adding them to their retirement plan documents, but the courts are up in the air, lawyers said
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Biden’s economic and tax plans draw mixed reviews from advisers
The presumptive Democratic presidential nominee would raise capital gains taxes
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SEC charges cryptocurrency app Abra with unregistered swap transactions
The startup allegedly offered and security-based swaps to retail investors without registration
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